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Wells Fargo

Workplace Accountability Record · Banking & Financial Services · WFC
Significant Enforcement History

Created approximately 3.5 million unauthorized accounts. Over $4.5 billion in cumulative regulatory penalties. Operated under Federal Reserve asset cap from 2018 to 2025. 11 former executives subject to OCC enforcement actions.

8 tracked accountability events since 2016
3.5M+
Unauthorized accounts created
Deposit and credit card accounts
$3.7B
CFPB penalty (2022)
$2B consumer restitution + $1.7B fine
11
Executives subject to OCC action
Including CEO, fines totaling $60M+
7 years
Fed asset cap duration
2018-2025

Systemic consumer fraud driven by aggressive sales culture and incentive structures. Employees created millions of unauthorized accounts over a multi-year period. Regulatory response included unprecedented Fed asset cap limiting company growth, billions in CFPB penalties, OCC consent orders, and DOJ fines. Pattern of violations extended beyond fake accounts to auto-loan insurance overcharges, mortgage abuses, and improper fee practices.

Jan 15, 2025
Governance
OCC fines three former Wells Fargo executives $18.5M over fake accounts scandal
OCC banned former community bank group risk officer from banking industry for life with $10M penalty. Two additional executives fined $7M and $1.5M. Actions are last OCC penalties against 11 executives linked to fake accounts scandal.
$18500000 penalty
OCC · Corporate-wide · View source →
Jan 18, 2023
Workplace Safety
OSHA inspection found 2 violation(s) at FREDERICK, MD
OSHA inspection of WELLS FARGO BANK, N.A. at FREDERICK, MD. Found 2 violation(s): 2 .
OSHA / Dept of Labor · FREDERICK, MD · View source →
Dec 20, 2022
Consumer Protection
CFPB orders Wells Fargo to pay $3.7 billion for widespread consumer abuses
CFPB ordered $2 billion in consumer restitution and $1.7 billion civil penalty for illegal practices across auto lending, mortgage servicing, and deposit accounts. Violations caused billions of dollars in financial harm including wrongful vehicle repossessions and home foreclosures.
$3700000000 penalty
CFPB · Corporate-wide · View source →
Mar 7, 2019
Workplace Safety
OSHA inspection found 3 violation(s) at CARLSBAD, CA
OSHA inspection of WELLS FARGO BANK, NA at CARLSBAD, CA. Found 3 violation(s): 3 .
OSHA / Dept of Labor · CARLSBAD, CA · View source →
Apr 1, 2018
Consumer Protection
Wells Fargo pays $1 billion settlement to CFPB and OCC for auto-loan and mortgage abuses
Settlement resolved issues related to auto-loan insurance overcharges (customers forced to pay for unnecessary insurance, some lost vehicles) and mortgage interest rate lock extension fees improperly charged to borrowers.
$1000000000 penalty
CFPB / OCC · Corporate-wide · View source →
Feb 2, 2018
Governance
Federal Reserve imposes unprecedented asset cap on Wells Fargo
Fed ordered Wells Fargo to cap total assets at approximately $1.95 trillion until the company sufficiently improves governance and controls. Most significant Fed enforcement action against a major bank in modern history. Cap remained in effect until June 2025.
Federal Reserve · Corporate-wide · View source →
Jan 25, 2018
Workplace Safety
OSHA inspection found 1 violation(s) at SPOTSYLVANIA, VA
OSHA inspection of WELLS FARGO BANK at SPOTSYLVANIA, VA. Found 1 violation(s): 1 .
OSHA / Dept of Labor · SPOTSYLVANIA, VA · View source →
Sep 8, 2016
Consumer Protection
CFPB fines Wells Fargo $185M for secretly opening millions of unauthorized accounts
Employees opened over 2 million unauthorized deposit and credit card accounts to meet sales targets. CFPB levied $100M penalty (largest to date), OCC fined $35M, Los Angeles fined $50M. Over 5,300 employees terminated. CEO John Stumpf subsequently resigned.
$185000000 penalty
CFPB / OCC · Corporate-wide · View source →
Verified public records and government databases
CFPB Enforcement Actions — CFPB
https://www.consumerfinance.gov/
Checked May 22, 2025
OCC Consent Orders — OCC
https://www.occ.treas.gov/
Checked May 22, 2025
Federal Reserve Orders — Federal Reserve
https://www.federalreserve.gov/
Checked May 22, 2025
Congressional Research Service — Library of Congress
https://www.congress.gov/crs-product/IF11129
Checked May 22, 2025
OSHA Enforcement Data (Bulk) — Dept of Labor / OSHA
https://enforcedata.dol.gov/
Checked May 23, 2026